Your Prosperity. Our Purpose.

“Local Living, Global Financial Management”

Connect With Us

“Let Your Wealth Be Managed Professionally”

Wealth management

Our Solutions

We seek to leverage on Yuanta Group’s extensive regional market presence, product expertise and global market connectivity to deliver timely and comprehensive investment solutions to Accredited / Institutional (“AI/II”) investors seeking a one-stop investment gateway into global markets.

“Our Customized Solutions
Will Help You Achieve Your Goals.”

Our value proposition is our ability to give access to tailored financial investment solutions and unique opportunities through our affiliate network and corporate access across global capital markets.

Discretionary Mandate

YWMS investment strategy targets optimising alpha returns, and smart beta investing. Our portfolio strategy is supported by Yuanta Group’s regional investment research analysts and product specialists, allowing us to design and construct a fully customised Investment portfolio, employing all available and proven financial instruments, to achieve your desired investment objectives.

Family Office

YWMS bespoke asset management service model allows us to effectively and professionally cater to the needs of family offices by tailoring strategies to the needs of each client.

Product Offerings

As an Accredited Investor with YWMS, there are more opportunities to diversify one’s investment portfolio with access to regulatory restricted investments such as FCNs, distressed debts and other exotic products. To maximise returns, Investors often seek greater alphas and higher yielding investment instruments. Clients of YWMS will have access to a wider range of investment opportunities that are normally not available to the masses.

Becoming Our
Accredited Investor

The primary benefit of being an accredited investor is that it gives you a financial advantage over others. Because your net worth or salary is already among the highest, being an accredited investor allows you access to more investment possibilities, such as investments that are typically not available to retail investors. While not all of these opportunities will guarantee higher gains, but due to the higher risks involved, returns are generally higher.

Variety provides diversity, and as an Accredited Investor, there are more opportunities to diversify one’s investment portfolio with access to restricted investments such as equity-linked notes, selected investment grade bonds and structured products. Investors often seek high yielding investment products, and as an Accredited Investor, with the wider range of products offered, they would have the option to invest in private deals that offer higher yields and not be limited to simply dividend paying stocks, REITs and bonds.

Accredited investor meeting
What is an Accredited Investor?

An Accredited Investor (“AI”) is someone who meets the requirements set out by the Monetary Authority of Singapore (“MAS”) and has opted in to be treated as an AI by financial institutions. AIs usually have considerable knowledge, skill or experience in their profession or academic discipline, hence allow AIs to better obtain resources to protect their own interests.

What does it mean to be an Accredited Investor?

AIs may access a wider, more sophisticated and potentially complex range of investment products and services than non-AIs. AIs are assumed to be better informed, and better able to access resources to protect their own interests, and therefore require less regulatory protection. Investors who agree to be treated as AIs therefore forgo the benefit of certain regulatory safeguards.

For example, issuers of securities are exempted from issuing a full prospectus registered with the MAS in respect of offers that are made only to AIs, and intermediaries are exempted from a number of business conduct requirements when dealing with AIs. Investors should consult a professional adviser if they do not understand any consequence of being treated as an AI.

Who can be an Accredited Investor ?

Qualification for AI Status

Individuals
  • Net personal assets (“NPA”) exceed S$2 million (or its equivalent in a foreign currency), but net equity of primary residence capped at S$1 million of the S$2 million threshold; or
  • Net financial assets (“NFA”) (net of any related liabilities) exceed S$1 million (or its equivalent in a foreign currency); or
  • Income in the preceding 12 months is not less than S$300,000 (or its equivalent in a foreign currency); or
  • A person who holds a joint account with an AI, in respect of dealings through that joint account.
Joint accounts
  • At least 1 joint account holder must qualify as an AI and have opted in for the status
  • All other joint account holders who do not qualify for AI status on an individual capacity must opt in for AI status for the joint account
Corporations
  • Net assets exceed S$10 million (or its equivalent in a foreign currency) ; or
  • Entire share capital is owned by one or more persons, each of whom is an AI.

To find out more about the AI regime, simply contact the Company or get in touch with us here.

FAQs

What are the effects of Being Treated as an Accredited Investor under the Consent Provisions?

An AI generally has access to a wider range of financial products and services. AIs are assumed to be better informed, and better able to access resources to protect their own interests, and therefore require less regulatory protection. Investors who agree to be treated as AIs therefore forgo the benefit of certain regulatory safeguards. For example, issuers of securities are exempted from issuing a full prospectus registered with the MAS in respect of offers that are made only to AIs, and intermediaries are exempted from a number of business conduct requirements when dealing with AIs. Investors should consult a professional adviser if they do not understand any consequence of being treated as an AI.

How do I opt out of being treated as an AI?

If at any time you no longer wish to be treated as an AI, you may notify us that you wish to Opt Out. Please contact the Company and complete the Accredited Investor Opt Out Form.

We require 14 business days from the data of receipt of the Opt Out Form to effect your instruction. We will notify you once your investor status an a non-AI client has been updated in our records. Until such time, you will still be treated as an AI.

Asia buildings

We Know Asia

With licensed operations spanning across Asia, Yuanta Group believes that its presence in Singapore will offer its global high net worth and institutional investor client base the opportunity to access opportunities in Singapore’s supportive and well regulated asset management environment. Yuanta Group takes a client-driven investment approach and it believes it can be of service to potential clients who will benefit from its extensive expertise and comprehensive suite of products and services.

Yuanta Group’s vision is to continually strengthen and consolidate its leading position in Taiwan financial services industry and to sensibly and incrementally expand in meaningful ways internationally, with the goal of becoming the best financial service provider in the Asia-Pacific region. The Group seeks to provide clients with a global investment framework products and expertise but always with deep local domain knowledge and experience in each market it is present in. In so doing, it is guided by the concept of “local living, global financial management”.

Yuanta Wealth Management (Singapore) (“YWMS”) is a Licensed Fund Management Company (“LFMC”) regulated by the Monetary Authority of Singapore (“MAS”) and holds a Capital Markets Services licence to carry out fund management for Accredited Investors and Institutional Investors.

Our investment strategies take into account the behavioral complexities of our clients, gleaned from Yuanta Group’s experience in serving Asian investors. We listen and understand our investors who may wish to remain much engaged in their investment decisions and portfolio construction. YWMS serves its clients primarily by providing bespoke investment portfolio management services and will work closely with them to achieve their respective investment goals.

We strive to achieve consistent investment returns for our customers by understanding their objectives and assessing investment opportunities to create robust portfolios. YWMS is a wholly-owned subsidiary of Yuanta Securities , a leader in securities business in Taiwan. Its parent company, Yuanta Financial Holdings (“Yuanta Group”) is a deeply rooted and integral and long-established financial institution in Taiwan, comprehensively operating with operations in traditional banking services, securities dealing/trading, insurance, fund management, securities and investment banking advisory and futures businesses.

Connect us

Longevity and
Prosperity.

Together. Let’s Connect.

I confirm that I provide my consent, or have obtained consent to provide, the information in this form. I also confirm that I have obtained consent from the person(s) whose personal data is provided in this form for the collection, use and disclosure of such person(s)’ personal data for the purposes of processing this request, and for other applicable purposes as set out in the Terms of Use and Privacy Statement.